Sr. Consultant, Compliance

  • Location: London, England, United Kingdom
  • Salary: Competitive
  • Job Type: Full time

Sr. Consultant, Compliance

Responsible for overseeing the review, interpretation, and dissemination of current and proposed laws and regulations. Provides consultation and advice to partners regarding Compliance risk avoidance. Participate in the establishment of business development strategies to minimize risk and assure compliance with applicable laws and regulations. 1. Advises business partners, including senior management, on Compliance programs and applicable laws, regulations, rules and standards, including keeping them informed of developments or changes that may affect their area. 2. Develops Compliance programs and acts as a contact point within the Company for Compliance inquiries from partners. 3. Establishes written guidance on the appropriate implementation of Compliance programs and laws, regulations, rules and standards, through policies and procedures and other documents, such as Compliance manuals, internal codes of conduct and practice guidelines. 4. Assists senior management in developing Compliance programs and identifying partners who are required to take certain training. 5. Identifies, documents, and measures Compliance risk to enhance Compliance risk assessments and assess the appropriateness of the company's Compliance procedures and guidelines. 6. Identifies situations which may pose significant risk and guides management in developing policies and/or procedures that minimize such risk. 7. Interacts with business partners, regulators, and internal and external auditors on regulatory topics. 8. Operates independently; has in-depth knowledge of Compliance risk avoidance. 9. Serves as a subject matter expert or other resource within a group for regulatory Compliance matters. 10. Reviews work of others. 11. Project lead. 10 or more years experience, preferably in Compliance or risk management; or equivalent related experience. Knowledge of risk management and the Companys strategic goals. In-depth knowledge of regulations and local laws acquired through formal education and work experience is required. Communication and analytical skills are necessary to consult with partners/clients, and analyze information and apply regulations.

London, England, United Kingdom London England GB