Surveillance Officer Surveillance Officer …

Black Swan Group
in London, United Kingdom
Permanent, Full time
Last application, 22 Nov 20
up to £75k
Black Swan Group
in London, United Kingdom
Permanent, Full time
Last application, 22 Nov 20
up to £75k
Posted by:
Ben Hudson • Recruiter
Posted by:
Ben Hudson
Recruiter
Our client an International Investment bank are looking for a Surveillance officer in a broad role taking the lead on transactional surveillance across Equities, Fixed Income and Commodities.
Responsibilities- - Conduct transactional surveillance in relation to a variety of products, investigating and escalating suspicious transactions as appropriate. - Take responsibility for follow up including submission of STORs if necessary - Act as SME in relation to Surveillance and applicable regulation keeping up to date with any regulatory change. Requirements- - Must have hands on surveillance experience relating to sales and trading - Experience of interaction with senior stakeholders and the Front Office. - Need to have a good working knowledge of applicable regulation (MAR, MIFID, etc) Please contact the team at compliancecv@blackswangroup.com for more information.
Black Swan  Group logo
More Jobs Like This
See more jobs
Close
Loading...
Loading...