Transaction Regulatory Reporting Control Analyst (200005BJ) Transaction Regulatory Reporting Control Analyst  …

AXA IM LTD
in London, United Kingdom
Permanent, Full time
Last application, 29 Sep 20
.
AXA IM LTD
in London, United Kingdom
Permanent, Full time
Last application, 29 Sep 20
.
We are an active, long-term, global, multi-asset investor focused on enabling more people to harness the power of investing to meet their financial goals. By combining investment insight and innovation with robust risk management we have become one of the largest asset managers in Europe, managing €746bn in assets as of the end of 2017. We employ about 2,400 people around the world and operate out of 21 countries.


The analyst will be responsible for monitoring the compliance of the offshored regulatory reporting, supporting the production teams with regulatory insight and undertaking of operational controls and monitoring

Key Accountabilities 
 Support offshored production team with regulatory and operational queries
 Support local business and compliance teams with SME regulatory analysis
 Work with Product Engineering to assess regulatory reporting impacts for new products
 As part of a centre of excellence, liaise firm wide on transaction regulatory reporting matters
 Produce MI and dashboards on the reporting production and quality
 Work with internal business teams to address underlying issues and correct reports in AXA IM’s source systems
 Act as the first line of defence for transaction regulatory reporting by managing controls and oversight metrics to show trends and anomalies that require further root cause analysis 
 Conduct weekly and periodic controls of reports from AXA IM’s source systems and regulators’ data
 Identify and support regulatory change
 Manage operational, data and system queries relationg to the reporting
 Product periodic attestations to clients on regulatory transaction reporting
 As a subject matter expert in reporting, support the long term strategy implementation and roll out of the transaction reporting centre of excellence globally at AXA IM *

 Education/Qualifications 
 University degree

Experience
 Experience of working in an operational team within financial services
 The ability to plan, prioritise and successfully assist in the implementation of projects
 Experience of working in cross border global teams
 Demonstable experience navigating financial regulation

Knowledge and Skills
 Regulatory knowledge (regulations include MiFID II/EMIR/SFTR/ASIC – knowledge of reporting requirements)
 Thorough knowledge of a range of financial products (including; Bonds, Equities, FX, Derivatives and Mutual Funds) and processes from end to end of financial operations
 Knowledge of and appetite for regulatory reporting matters
 Excellent communication skills with the ability to work with a wide range of people and within a varied and evolving working environment
 Strong logical reasoning, attention to detail, problem solving and organisational skills 

Competencies
 Commerical and customer (internal and external clients) oriented focus
 Operational compliance mindset
 Fluent in English
 Team player
 
 

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