Regulation, Compliance and Anti-Financial Crime protect the integrity and reputation of the Bank. You will be a member of the Global Markets Fixed Income Compliance team which covers the various Fixed Income Trading Businesses, related Sales and Structured Finance.
- Supporting the broader compliance advisory team with compliance projects and regulatory change initiatives.
- Providing advice to Sales, Trading and Structuring staff regarding applicable laws, rules, regulations and the Banks policies and procedures on a timely basis.
- In depth knowledge of relevant fixed income products (Credit, Asset Backed Security, structured finance/ structured transactions, derivatives.
- Able to interpret, understand, advise upon and formulate an appropriate course of action on a broad range of regulatory provisions