VP - Fixed Income Compliance Officer VP - Fixed Income Compliance Officer …

Eximius Finance
in London, England, United Kingdom
Permanent, Full time
Last application, 03 Apr 20
£100,000 - £115,000
Eximius Finance
in London, England, United Kingdom
Permanent, Full time
Last application, 03 Apr 20
£100,000 - £115,000
Regulation, Compliance and Anti-Financial Crime protect the integrity and reputation of the Bank. You will be a member of the Global Markets Fixed Income Compliance team which covers the various Fixed Income Trading Businesses, related Sales and Structured Finance.
  • Supporting the broader compliance advisory team with compliance projects and regulatory change initiatives.
  • Providing advice to Sales, Trading and Structuring staff regarding applicable laws, rules, regulations and the Banks policies and procedures on a timely basis.
  • In depth knowledge of relevant fixed income products (Credit, Asset Backed Security, structured finance/ structured transactions, derivatives.
  • Able to interpret, understand, advise upon and formulate an appropriate course of action on a broad range of regulatory provisions
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