Wholesale Conduct Risk Manager - Risk & Control - Banking

  • Salary:£60,000 - £80,000
  • Location:London, England, United Kingdom
  • Job Type:Permanent, Full time
  • Company:Alexander Ash Consulting
  • Updated on:21 May 18

Wholesale Conduct Risk Manager - Risk & Control - Banking

For this reputable banking organisation we are looking for senior individuals to work on Wholesale Conduct Risk initiatives.

  • We require the individual to lead technical client projects and support internal product development around risk and regulatory issues within complex trading and wholesale businesses.
  • Support the development of trading and wholesale conduct topics including Market Abuse, Benchmarks and Risk Free rates, FX Conduct, Standards in wholesale markets and Electronic trading.
  • Advise clients on the benefits and impact of regulations, current industry practices and advancements relating to trading businesses.
  • Keep abreast of all latest trends and any new regulations, leveraging off international SME support where applicable.
  • The individual may also be required to apply their skills to a broad range of banking risk related issues supporting both regional and national propositions. 

Qualifications & Skills: 

  • Good understanding of trading businesses.
  • Strong understanding of financial products (cash and derivatives) including the front to back of how they are traded, booked and risk managed.
  • Strong familiarity with role of key bank functions including Front office, Market Risk, Product control, Treasury and Compliance, Wholesale conduct (eg. LIBOR, FX, Market Abuse Regulations, Operations Risk, Controls
  • Knowledge of new regulatory developments impacting banking clients and impacting trading businesses.
  • A practical understanding of the ‘three lines of defence’ model. 

Experience & Knowledge:

  • Experience of financial products and front-to-back controls either through working in a front office, Market risk or Product control or consulting environment.
  • Risk management experience through within a banking , market infrastructure and/or asset management organisation advantageous
  • Experience of regulation impacting banks trading functions - Mifid II, EU BMR, SMCR, MAR.
  • Strong project management skills, evidenced by a demonstrable record of technical change management in a trading / treasury environment.
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