This leading Property and Financial Services business service Ultra High Net worth individuals in the UK and are expanding their Compliance Department in London (currently 9) in line with their business as it grows post pandemic.
The role holder will be responsible for working in a small and friendly team in the Compliance Department to manage and execute the Annual Monitoring Program and duties will include:
- Planning, scoping and executing complex thematic reviews
- Sample testing
- Updating Risk and Control Frameworks
- Detailed reporting around regualtory issues arising from reviews
- Training staff around new regulations/procedures
We are keen to speak to Compliance professionals with Monitoring/Reviews experience from any type of Financial Services background including Banking, Asset Management, Wealth, Broking or Big 4 who are keen to grow their career in an expanding FS business.