Compliance Advisory Manager Compliance Advisory Manager …

Empiric
in Reading, England, United Kingdom
Permanent, Full time
Last application, 01 Jul 19
Competitive
Empiric
in Reading, England, United Kingdom
Permanent, Full time
Last application, 01 Jul 19
Competitive
An excellent opportunity has arisen for a Compliance Advisory Manager to join a leading financial services organisation. This a great opportunity to join a progressive and expanding company in a dynamic environment.

Responsibilities:

  • Act as the first point of contact on all compliance advisory matters for the firm and its various business areas.
  • Deliver a regulatory change process, ensuring timely identification, analysis and communication of regulatory change and oversight of the businesses’ implantation of changes required to ensure compliance with new requirements
  • Deliver the firm’s Compliance training programme to promote a compliance culture across the Group
  • Review and approve financial promotions, ensuring compliance with FCA rules and requirements
  • Develop and maintain policies relating to the firm’s regulatory compliance and non-financial risk obligations

Requirements:

  • Previous experience within a Compliance Advisory
  • Experience of building and maintaining open and effective relationships
  • Line Management experience preferable
  • Working knowledge of financial regulation in relation to FCA handbooks (especially MCOB, COBS, CONC, BCOBS)
  • Ability to balance regulatory and conduct risks with the needs of a commercial organisation, whilst maintaining a clear level of independence and challenge
  • Ideally knowledge of the consumer finance space.

Please only apply if you have the above experience.

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