Risk & Compliance Officer - Homeworking Risk & Compliance Officer - Homeworking …

CLARC Recruitment
in Rugby, England, United Kingdom
Permanent, Full time
Be the first to apply
GBP80000 - GBP100000 per annum
CLARC Recruitment
in Rugby, England, United Kingdom
Permanent, Full time
Be the first to apply
GBP80000 - GBP100000 per annum
CLARC Recrruitment

We are recruiting for Risk & Compliance Manager to ensure the company complies with all relevant legal and regulatory requirements and manages its risks effectively.

Main Responsibilities

  • Act as the Company's compliance monitoring reviewer and is accountable for ensuring that the Internal Control Framework and Risk Management processes are operating effectively
  • Implement and manage an effective legal and regulatory compliance programme, taking responsibility for all the necessary internal compliance policies and procedures, to ensure full compliance with all applicable regulations
  • Develop, review and oversee the implementation and periodic review of all Company policies and procedures, with a particular focus on risk, compliance and internal audit documentation
  • Investigate any breaches (and near breaches) of all relevant regulations and report any such breaches to the Risk Control Committee, the Management and Supervisory Board and regulator
  • Managing Conflicts of Interest
  • Create and manage effective action plans in response to risk, compliance and audit findings

Job Requirements:

  • Regulatory knowledge from a financial services firm including Compliance Monitoring
  • Solid experience of reviewing internal risk and regulatory compliance arrangements and delivering written reports to senior management
  • Experience of working closely with IT teams

The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us.

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