Vice President Investment Compliance Vice President Investment Compliance …

Selby Jennings
in Rugby, England, United Kingdom
Permanent, Full time
Last application, 19 Apr 21
Negotiable
Selby Jennings
in Rugby, England, United Kingdom
Permanent, Full time
Last application, 19 Apr 21
Negotiable
A top tier hedge fund is currently looking for a senior investment compliance candidate to join the growing compliance team

A top tier hedge fund is currently looking for a senior investment compliance candidate to join a growing compliance team

Job Responsibilities

  • Primary compliance coverage of Asia portfolio management and trading, providing compliance advice on handling of confidential information, allocation issues, trading and other compliance related matters
  • Conduct pre-trade and post-trade compliance monitoring
  • Delivered annual compliance training to portfolio management and trading team
  • Oversight of the compliance testing program
  • Handle regulatory filings

Job Requirements

  • A minimum of 10 years of investment / portfolio compliance experience in sizeable asset managers in Hong Kong
  • Sound working knowledge of equity and OTC Derivatives
  • Extensive experience in working with SFC and SEC
  • Fluent in Chinese and English

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