Compliance Generalist (Insurance) Compliance Generalist (Insurance) …

Goodman Masson
in Taunton, England, United Kingdom
Contract, Full time
Last application, 17 Jan 22
GBP450 - GBP650 per day
Goodman Masson
in Taunton, England, United Kingdom
Contract, Full time
Last application, 17 Jan 22
GBP450 - GBP650 per day
Compliance Generalist About the role: Within this role you will responsible for developing and maintaining the compliance culture within the firm. Within this, your primary responsibilities will include:
  • Creating, reviewing and updating Compliance policies and procedures in line with regulatory guidelines
  • Developing a programme for Compliance Training and competency development
  • Horizon scanning and mapping of regulations with relevant business and operations
  • Creating, reviewing and updating of policies and procedures pertaining to Financial Crime areas including KYC, AML, Sanctions, ABC and Fraud
  • Developing a risk-based Compliance Monitoring Plan (CMP)
  • Implementing and reviewing of CMP across departments and branches
  • Following up on action points emanating from Compliance Oversight Reviews
  • Reporting of KRIs and KPIs to Board Risk Committee / Group Compliance
  • Liaising with internal and external stakeholders including regulators
  • Maintaining and updating management responsibilities map
  • Oversight of frauds, including pursuing legal / criminal action
  • Periodical oversight of product features / policies / procedures to ensure adherence to regulatory requirements
  • Reviewing marketing initiatives and campaigns to ensure adherence to regulatory
  • Reviewing legal agreements
  • Offering Legal advice through internal and external sources
  • Maintaining external panel of solicitors and managing litigations

This role requires an experienced Compliance Manager with either insurance or FS experience to join the business and support the SMF16 and SMF17. You must have excellent communication and interpersonal skills with the ability to interact with all levels of staff and management as well as strong leadership and people management skills.

Company Overview

With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.

We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.


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