Audit Staff Audit Staff …

LPL Financial
in San Diego, CA, United States
Permanent, Full time
Be the first to apply
Competitive
LPL Financial
in San Diego, CA, United States
Permanent, Full time
Be the first to apply
Competitive
Audit Staff
Internal Audit Staff - IT San Diego/en-US/External/job/San-Diego/Internal-Audit-Staff---IT_R-008634/apply

We are currently looking to hire an Information Technology Risk Auditor to help identify, assess and report risks within LPLs Technology department. This individual will be responsible for executing information technology (IT) internal audits, Sarbanes-Oxley control testing, process reviews and various ad hoc projects assigned to them.

Essential Functions:

  • Provide high quality, professional day-to-day execution of internal audit engagements and projects in line with Internal Audit practices
  • Develop audit programs, working papers, and internal audit reports
  • Assess business risks and evaluate the effectiveness of controls at the network, operating system, database and application levels
  • Develop strong working relationships with Technology personnel that promote efficient audit execution.
  • Maintain and enhance skills through on-going education and training activities to support company needs

Qualifications:

  • Experience with IT, including IT security, risk assessment or compliance
  • Undergraduate degree in Management Information Systems, Computer Science or related discipline
  • Pursuing or attained one applicable audit designation (CIA, CFE, CISA, CISSP, etc.)

Additional Requirements:

  • Interact internally with staff, management, and occasionally senior management.
  • Excellent written and verbal skills and demonstrated ability to present complex issues to management
  • A helpful, respectful and personable approach to client and coworker interactions
    Personal pride in delivering exceptional experiences to clients and coworkers

About LPL Financial:

LPL Financial is a leader in the retail financial advice market and the nations largest independent broker/dealer*. We serve independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning and asset management solutions. LPL and its affiliates have more than 4,200 employees with primary offices in Boston, Charlotte, and San Diego.

*As reported by Financial Planning magazine, June 1996-2019, based on total revenue.

Our Culture:

If you join LPL, you will join a culture that believes in delivering a world-class client experience and looks to all employees to contribute to that goal by sharing their creativity, experience, and passion for continuous improvement. As a destination of choice, our top priorities are growth and development, social responsibility, and financial health for our employees.

We offer competitive compensation and industry leading benefits, including a wellness facility with onsite fitness classes, healthy meal choices, and a walk-in clinic. We support employee financial health through a 401k match, ESPP, and employee discounts. Work/life balance is our foundation and is supported through paid holidays, and paid time off (including time to volunteer). We foster a diverse work environment through Employee Resource Groups and diverse strategic partnerships.

Join the LPL team and help us make a difference by turning lifes aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.

Information on Interviews:

LPL will only communicate with a job applicant directly from an @lpl.com email address and will never conduct an interview online or in a chatroom forum. During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicants bank or credit card. Should you have any questions regarding the application process, please contact LPLs Human Resources Solutions Center at (800) 877-7210.

Posted TodayFull timeR-008634

As the nations leading independent broker-dealer*, we offer an

integrated platform of proprietary technology, brokerage, and

investment advisor services to more than 14,000 financial

advisors and approximately 700 financial institutions, enabling

them to help their clients turn life's aspirations into financial

realities. We also support more than 4,000 other financial

advisors with customized clearing solutions, advisory

platforms, and technology.

Weve told you what we do for our customers, but what can we

do for you? 

Well provide you with a work environment that encourages your

creativity and growth, a leadership team thats supportive and

responsive, and the opportunity to create a career that has no

limits, only amazing potential.

*As reported by Financial Planning magazine, June 1996-2017,

based on total revenue.

Close
Loading...