Compliance Officer

  • 100000
  • Greenwich, CT, USA Greenwich CT US
  • Permanent, Full time
  • Green Key Resources
  • 11 Sep 18 2018-09-11

Job Description:

  • Serve as a subject matter expert and U.S. escalation point for local and global KYC procedures queries;
  • Establish and/or maintain mechanisms that solicit and action production team feedback;
  • Manage multiple projects with timely delivery and regular stakeholder reporting;
  • Perform monthly root cause analysis on Quality Assurance file review results;
  • Perform and/or facilitate procedure writing, review/editing, and maintenance for processes;
  • Conduct and prepare impact assessments on proposed process/procedural changes;
  • Preparation and delivery of presentations to senior managers and KYC stakeholders as needed;
  • Effectuate proper execution of procedures socialization process;
  • Participate in global policies and procedures socialization process;
  • Partner with the Training team to support training efforts as an SME;
  • Maintain annual procedure update schedule in line with procedures maintenance program;
  • Support change management framework for change-the-bank initiatives impacting policies and procedures;
  • Support Head of Policies and Procedures in ongoing efforts to improve quality and value of published documents;



  • Strong Microsoft Outlook, Word, Excel, and PowerPoint skills
  • Basic knowledge of Windows OS, MS SharePoint, Visio and Project
  • Knowledge of U.S. AML-CTF and KYC rules and best practices;
  • Basic knowledge of European, LATAM and APAC AML-CTF and KYC rules and practices preferred;
  • Strong writing, research, and analysis skills;
  • Strong presentation skills (in person and virtual);
  • Strong organizational skills, time management, ability to prioritize and multitask;
  • Ability to succeed in a highly dynamic, deadline-oriented environment;
  • Strong problem solving, critical reading, critical thinking, data analysis skills;
  • Successful as self-starter and in team environments;
  • Strong interpersonal communication (written and verbal) and emotional intelligence.