Director, Technology Regulatory Risk & Governance

  • Competitive
  • Wilmington, DE, USA
  • Permanent, Full time
  • TD Bank Group
  • 24 May 19

Director, Technology Regulatory Risk & Governance

Company Overview

About TD Bank, America's Most Convenient Bank®
TD Bank, America's Most Convenient Bank, is one of the 10 largest banks in the U.S., providing more than 8 million customers with a full range of retail, small business and commercial banking products and services at approximately 1,300 convenient locations throughout the Northeast, Mid-Atlantic, Metro D.C., the Carolinas and Florida. In addition, TD Bank and its subsidiaries offer customized private banking and wealth management services through TD Wealth®, and vehicle financing and dealer commercial services through TD Auto Finance. TD Bank is headquartered in Cherry Hill, N.J. To learn more, visit Find TD Bank on Facebook at and on Twitter at .
TD Bank, America's Most Convenient Bank, is a member of TD Bank Group and a subsidiary of The Toronto-Dominion Bank of Toronto, Canada, a top 10 financial services company in North America. The Toronto-Dominion Bank trades on the New York and Toronto stock exchanges under the ticker symbol "TD". To learn more, visit .

Job Description

Individual Accountabilities

•Own the Technology Policies, IT Risk and Controls Standards
•Own Technology Risk Metrics, reporting and risk position conclusions for all technology risks to senior leadership, including CIO level operational risk reporting and executive committee risk reporting.
•Own the Technology Regulatory Change Management Program.
•Manage technology regulatory examinations and requests for information for technology and cyber (coordination, data collection, status reporting)
•Ownership and execution of the issues, audit and regulatory governance and oversight structure to report on results of segment regulatory and audit activities
•Ownership and execution of a governance and oversight structure to report on the results of technology segment ORM programs
•Responsible for executing technology and cyber risk management activities which include enterprise RCSA, enterprise policy compliance program, Basel AMA, asset/process risk assessments, top and emerging risks
•Responsible for executing Enterprise Protect technology control activities
•Drive transformational change & a culture of innovation & agility within TD's security capabilities and broader technology defence-in-depth strategies
•Provide thought leadership with regards to technology risk and Cyber trends and their impact on the Enterprise and line of business
•Consistently deliver on productivity and service targets
•Provide executive risk dimension and positioning for CIO and Operating Level (SET) committees as well as other corporate governance

Key Shared Accountabilities

•Meet LoB regulatory and risk expectations in partnership with Risk, COLA and Regulatory organizations
•Support regulatory, audit, risk oversight with key collaborative leadership from Audit, Compliance, Regulatory Affairs and segment CIOs.
•Represent TD TS externally with Regulators worldwide in conjunction with segment CIO, risk and findings oversight teams.

Decision Authorities

•Key performance & key risk indicators of key technology risk and security controls
•IT resource/HC plan
•L5 and below placements and moves
•Technology Risk Management Policy, Framework, Taxonomy and Risk Services Operating model

•Enterprise wide transparency of technology regulatory, audit and risk landscape
•Controls and Risk Mgmt. implementation
•Enterprise IT operating model
•Relevant strategies of Segment IT & business functions
•Segment Architecture and IT Roadmap
•Enterprise IT Resource/HC plan for segment


•TSET members, ORM, Regulatory Risk, Compliance, Internal Audit


  • Must be eligible for employment under regulatory standards applicable to the position.

  • Key Leadership Behaviors

    •People / Team development - attract/develop the talent necessary to win
    •Enhance clarity of role accountabilities, individual and shared - build IT brand
    •Support speed, simplicity, agility in decision making and action
    •Conflict resolution, building partnerships and perseverance under pressure/crisis

    Parameters for Success

    Key Metrics
    •Key performance indicators & compliance metrics
    •Key Risk Indicators
    •Employee engagement and retention (Retention metrics, Pulse survey)
    •Resource planning metrics

    Financial targets
    •Ongoing Cost management
    •Expense reduction


    Key capabilities

    •Expert Technology Risk Management skills
    •Board level communication skills including establishment of a risk position narrative
    •Technologically savvy
    •Strategy development
    •Financial management
    •Senior-level relationship management




    At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live in and serve, and creating an environment where every employee has the opportunity to reach their potential.

    If you are a candidate with a disability and need an accommodation to complete the application process, email the TD Bank US Workplace Accommodations Program at . Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.

    EOE/Minorities/Females/Veterans/Individuals with Disabilities/Sexual Orientation/Gender Identity.