Control Contractor Control Contractor …

Macquarie Group
in Jacksonville, FL, United States
Temporary, Full time
Be the first to apply
Competitive
Macquarie Group
in Jacksonville, FL, United States
Temporary, Full time
Be the first to apply
Competitive
Control Contractor
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Job no: RMG-947945
Work type: Agency Worker
Location: Jacksonville
Group: Risk Management Group
Division: Compliance
Recruiter: Maria Norris

Are you a results-oriented professional with a strong grasp and experience in investment banking and capital markets regulatory compliance? If so, we have the position for you in our Jacksonville, Florida office! This is a 6-month contract with the potential to extend beyond this period.

Seize this great opportunity where you will get to provide real-time compliance advice and support to the financial advisory business-aligned Compliance team for the Americas. You will be involved in advising on a variety of matters related to managing conflicts of interest, information barriers, Equity Capital Markets and Debt Capital Markets, Mergers & Acquisitions advisory, development and management of principal investments, lending and syndication, internal controls, supervisory responsibilities, as well as advising on conduct and integrity matters.

In this role, you will conduct the initial review of all advisory, financing and principal transactions for evidence of conflicts and send escalations to the appropriate stakeholders. Your excellent written and communication skills will enable you to coordinate with the business to receive timely status updates on outstanding transactions, provide advice and guidance consistent with the firm’s policies and procedures, and work with US based and global stakeholders to draft, update and implement policies and procedures to develop best practices.

Having strong interpersonal skills, initiative, and a good eye for detail will be imperative in this role to help identify regulatory trends and developments that impact investment banking and capital markets, provide compliance training and materials, and assist the business to implement and document various supervisory/control mechanisms. Testing and monitoring of compliance with firm policies and conducting risk assessments of the business to ensure there is an effective business control framework are additional responsibilities in this role.

You should have a partnership mentality and be comfortable working in a team environment while also possessing the ability to work remotely and independently to meet deadlines, all while keeping an open communication with your Local Manager and the Americas Control Room team.

Your degree and experience in a financial services, investment banking, broker-dealer or regulatory environment, as well as having working knowledge of global capital markets and understanding of the U.S. regulatory environment are required in this role. Completion of the FINRA series exams is preferred, but not required.

If you have a strong desire to learn and gain hands-on experience in a fast paced, high volume environment, apply today.

Find out more about Macquarie at

Risk Management Group is an independent, centralized unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Credit, Prudential, Capital and Markets, Market Risk, Operational Risk, Compliance, Quantitative Applications and Internal Audit.

The core to Macquarie's success is a unique philosophy and management approach. Our businesses combine entrepreneurial drive and robust risk management with deep industry and regional expertise. 

All qualified applicants will receive consideration for employment and will not be discriminated against on the basis of race, color, religion, sex, sexual orientation, national origin, age, disability, protected veteran status, genetic information, marital status, gender identity or any other impermissible criterion or circumstance. Macquarie also takes affirmative action in support of its policy to hire and advance in employment of individuals who are minorities, women, protected veterans, and individuals with disabilities.

Advertised: 13 Aug 2019 Eastern Daylight Time
Applications close:

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By submitting an application or registering interest for employment with Macquarie Group you will supply us with personal information that is subject to data protection legislation in Australia and in the country in which you are based.

Because of the nature of Macquarie Group, it is common for personal information collected by the prospective employing entity to be disclosed to other entities in Macquarie Group. The purpose of that disclosure is in connection with your application for employment and for those entities to assist in providing administrative and human resources support services, risk management and for the overall management of Macquarie Group.

These entities may be located in another jurisdiction, and personal information may be transferred to other jurisdictions with different data protection laws.  Each of the Macquarie employing entities is responsible for the shared use of personal information within  Macquarie Group and endeavours to ensure that access to and use of the Personal Information is appropriately limited to prevent its misuse or unlawful disclosure.  

You should be aware that:

Once submitted we will use your personal information for the following purposes:

  • to assess and administer your application for employment in accordance with our standard recruitment practices, including conducting psychometric testing and reference checks
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If your application is unsuccessful we may retain your information on file in case a more appropriate opportunity becomes available. You are free to contact us if you do not wish us to retain your information.

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You may request amendments, corrections or deletions if your personal information is inaccurate, outdated or incomplete.

You are not required by law to disclose your personal information to us, but we may not be able to accept or process your application for employment if you do not supply this information.

You can contact us by phoning +61 2 8232 3333, faxing us at +61 2 8237 4544, writing to Macquarie Careers, GPO Box 4294 Sydney NSW 1164 Australia, or emailing .

You can obtain a copy of the Macquarie Group Privacy Policy online or by requesting it from us.

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