Employee Compliance Support - Assistant Vice President Employee Compliance Support - Assistant Vice  …

Deutsche Bank
in Jacksonville, FL, United States
Permanent, Full time
Be the first to apply
Deutsche Bank
in Jacksonville, FL, United States
Permanent, Full time
Be the first to apply
Employee Compliance Support - Assistant Vice President
Position Overview

Job Title: Employee Compliance Support

Corporate Title: Assistant Vice President

Location: Jacksonville , FL


Compliance is seeking an Assistant Vice President to lead our Employee Support Department. You will be expected to lead a team that monitors, investigates, reviews, and approves personal employee trading accounts, trade requests, outside business interests, and private investment transactions. The team is also required to perform surveillance of employee trading accounts and activity to detect violations of the Bank's trading policies.

What We Offer You:
  • We offer competitive health and wellness benefits, empowering you to value life in and out of the office
  • On-site gym, cafeteria, health center, and communal meeting areas
  • Active engagement with the local community through Deutsche Bank's specialized employee groups
  • An open seating environment that encourages networking and collaboration across functions and businesses

Hear from our people and look inside our office: DB@The Muse

Your Key Responsibilities:
  • Managing the run-the-bank processes and teams relating to personal account dealing, outside business interests, and employee compliance attestations for the Americas region
  • Review high volume of employee trading alerts flagged as potential violations of the employee trading policies via Actimize Case Manager; apply knowledge of industry and policies to each and every alert to determine if there is a potential violation
  • Review and approve employee requests for outside business interests, private investment transactions, brokerage accounts and political contributions
  • Prepare weekly, monthly, and quarterly key metrics pertaining to Jacksonville Employee Support Group activities
  • Escalate and communicate clearly, both written and orally, with peers and managers regarding issues encountered, questions, and any data irregularities
  • Maintain a working knowledge of all employee compliance related policies and key operating procedures (KOPs)

Your Skills and Experience:
  • Minimum of a Bachelor's degree or equivalent work experience with relevant experience in a Compliance/Employee Support models
  • Experience of process management and design and people management/team leadership
  • Ability to interact with Infrastructure and other appropriate groups in a fast paced environment
  • Ability to identify, escalate, and communicate issues to management in an effective and succinct manner
  • Prior experience in approving personal trade requests, outside business interests requests, and private investment (experience with Actimize is a plus)

Our values define the working environment we strive to create - diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.
We promote good working relationships and encourage high standards of conduct and work performance. We welcome applications from talented people from all cultures, countries, races, genders, sexual orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation.

Click here to find out more about diversity and inclusion.

We are an Equal Opportunity Employer - Veterans/Disabled and other protected categories. Click these links to view the following notices: \"EEO is the Law poster\" and supplement ; Employee Rights and Responsibilities under the Family and Medical Leave Act; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision.

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