Compliance Analyst Compliance Analyst …

Wellington Management Company, LLP
in Boston, MA, United States
Permanent, Full time
Last application, 26 May 20
Competitive
Wellington Management Company, LLP
in Boston, MA, United States
Permanent, Full time
Last application, 26 May 20
Competitive
Compliance Analyst
WELLINGTON MANAGEMENT

Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 55 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients.

POSITION

The Compliance Analyst will be a member of the Code of Ethics team, which is part of Wellington Management's Legal and Compliance Group.  The Firm's Code of Ethics Policy is the policy statement with respect to ethical conduct, and addresses certain areas of conflict of interest, including personal investing, receipt of gifts and entertainment, and outside activities.  The Code of Ethics team is also responsible for monitoring compliance with the firm's Policy and Procedures Regarding Political Contributions.

  

Responsibilities
  • Supporting process, system and data dependent elements of the Code of Ethics program
  • Collaborating with EMEA and APAC compliance colleagues, Operational Risk, and Internal Audit to drive coordinated outcomes in the above areas
  • Support other key Legal and Compliance Group initiatives
  • Developing and conducting regulatory training to the business in the areas described above
  • Responding to regulatory inquiries or examinations in these areas, as appropriate
  • Serving as a point of escalation for our Accenture offshore colleagues


Qualifications
  • Undergraduate degree, preferably in finance, business or other relevant field; MBA, Masters, or a professional designation ( e.g., CFA) is a plus
  • Minimum 3-5 years of experience with compliance, operational or business controls for an investment advisor
  • Excellent organizational skills with the ability to prioritize, exercise strong business judgment and work under pressure
  • Ability to influence outcomes through collaboration and well-defined advice to the business
  • Strong analytical problem solving skills
  • Global mindset
  • Ability to synthesize, condense and convey regulatory and policy information to key stakeholders in clear and simple terms


JOB TITLE
Compliance Analyst

LOCATION
280 Congress

As an equal opportunity employer, Wellington Management ensures that all qualified applicants will receive equal consideration for employment without regard to r ace, color, sex, sexual orientation, gender identity, gender expression, religion, creed, national origin, age, ancestry, disability (physical or mental), medical condition, citizenship, marital status, pregnancy, veteran or military status, genetic information or any other characteristic protected by applicable law . If you are a candidate with a disability, or are assisting a candidate with a disability, and require an accommodation to apply for one of our jobs, please email us at GMCANINQ@wellington.com .
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