Compliance Analyst, Senior Asscoate Compliance Analyst, Senior Asscoate …

State Street
in Quincy, MA, United States
Permanent, Full time
Be the first to apply
State Street
in Quincy, MA, United States
Permanent, Full time
Be the first to apply
State Street
Compliance Analyst, Senior Asscoate
Compliance Analyst, Senior Associate - Central Entity Screening team
The Compliance Analyst is a member of the Central Entity Screening team. Central Entity Screening team is responsible for centralized OFAC/AML/PEP/Negative News screening globally. The Compliance Analyst is responsible for performing analysis, and review over data screened for regulatory or contractual purposes globally. The Compliance Analyst performs work independently on assignments and within the scope of established guidelines, practices and consults with senior staff where clarification or exception to policy may be required and may provide functional guidance to less experienced staff. Individuals work independently on complex projects and issues.


  • Assist with research, documentation and clearance of OFAC/AML/PEP/Negative News investigations resulting from entity screening;
  • Assist with the oversight for OFAC/AML/PEP/Negative News screening performed globally for the business lines we support;
  • Perform monthly Quality Assurance on first line of defense;
  • Oversight, communication and liaise with Shared Services Teams whom are acting as first line of defense;
  • Perform timely oversight responsibilities in line with procedures to ensure compliance tasks are completed in accordance with standard operating procedure;
  • Complete basic research, analysis and reporting of compliance activities;
  • Assist more senior staff in designated compliance projects and assignments;
  • Interact with global business lines on a daily basis;
  • Manage and provide guidance to staff to ensure routine problem solving and issues resolution is resolved timely and appropriately documented;
  • Educate business areas that we support on how the screening process works;
  • Assist with the training and development of existing and new staff;
  • Foster sound relationships with the business lines we support and provide excellent service;
  • Develops preliminary recommendations, leads and/or participates in design and
    implementation of new processes;

Description Type: Qualifications

  • Knowledge of OFAC /Sanctions / AML is preferred
  • Associate or Bachelor's degree or equivalent business experience with focus in business, accounting or finance
  • 2+ years' experience preferred within Finl Svc environment
  • Excellent verbal and written communication skills
  • Strong organizational skills and detailed oriented
  • Strong research and analytical skills and focus to detail
  • Team player and comfortable working with deadlines
  • Works effectively, independently and to deadlines
  • Strong problem solving and issue resolution skills