For Recruiters
Ameriprise Financial, Inc

Senior Auditor

Ameriprise Financial, Inc.
Minneapolis, United States
Posted about 1 month ago Permanent Competitive
Senior Auditor
Plan and execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities, present objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes. Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.

Responsibilities

  • Plan and execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities. Present objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes.
  • Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.
  • Gather information and provide input into risk assessments in conformance with department standards, generally in less complex areas.
  • Monitor and validate Management Action Plan status and recommend closure of Management Action Plans when actions are complete and identified deficiencies have been addressed.
  • Coordinate with appropriate control groups in planning, and executing assigned work. Complete work within established time lines. Proactively communicate/escalate challenges and roadblocks that impact ability to meet established time lines.


Required Qualifications

  • Bachelors degree or equivalent (4-years)
  • Relevant Experience Required: 1 to 3 years
  • Registration Requirements (FINRA Licenses Required): None
REQUIRED Additional knowledge, skills, experience or training:
  • Availability to travel.
  • 1-3 years in public accounting, internal audit, technology audit or related financial services field.
  • Demonstrated proficiency in basic audit skills and business knowledge.
  • Demonstrated aptitude for project leadership.


Preferred Qualifications

  • Bachelors degree or equivalent (4-years)
  • Preferred: Accounting, Finance, or related
  • Certifications Preferred: CIA, CISA, CPA, CFSA
PREFERRED Additional knowledge, skills, experience or training:
  • 2-4 years of professional experience.
  • Strong oral and written communication skills.
  • Standard desktop computing skills.


About Our Company

At Ameriprise Financial, we're not just in the business of helping clients with their financial goals - we also help our advisors and employees reach their true potential by embracing an inclusive and collaborative culture. We celebrate the unique qualities and reward the contributions of our talented, passionate employees. If you're motivated and want to work for a strong, ethical company that cares about you and your community, take the next step with Ameriprise Financial.

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.
Job ID  24672BR
ABOUT COMPANY
Minneapolis, United States
Private Banking / Wealth Management
For 125 years, Ameriprise has remained true to our vision of putting our clients' interests first. We are passionate about helping you live the full a...
More Jobs From Ameriprise Financial, Inc.
Ameriprise Financial, Inc.
Sr Auditor
Ameriprise Financial, Inc.
Minneapolis, USA
8 days ago Full time Competitive
Ameriprise Financial, Inc.
Senior IT Auditor
Ameriprise Financial, Inc.
Minneapolis, USA
17 days ago Full time Competitive
Ameriprise Financial, Inc.
Audit Manager
Ameriprise Financial, Inc.
Minneapolis, USA
4 days ago Full time Competitive
Ameriprise Financial, Inc.
Staff Auditor
Ameriprise Financial, Inc.
Minneapolis, USA
about 1 month ago Full time Competitive
Ameriprise Financial, Inc.
Audit Manager
Ameriprise Financial, Inc.
Minneapolis, USA
about 1 month ago Full time Competitive
Ameriprise Financial, Inc.
Senior Payroll Tax Analyst
Ameriprise Financial, Inc.
Minneapolis, USA
21 days ago Full time Competitive
Ameriprise Financial, Inc.
Senior Software Engineer
Ameriprise Financial, Inc.
Minneapolis, USA
4 days ago Full time Competitive
Ameriprise Financial, Inc.
Options Supervision Analyst
Ameriprise Financial, Inc.
Minneapolis, USA
about 1 month ago Full time Competitive
Ameriprise Financial, Inc.
CyberArk Information Security Engineer
Ameriprise Financial, Inc.
Minneapolis, USA
about 1 month ago Full time Competitive
Ameriprise Financial, Inc.
Senior OIPA Engineer
Ameriprise Financial, Inc.
Minneapolis, USA
18 days ago Full time Competitive
More Jobs Like This
Ameriprise Financial, Inc.
Sr Auditor
Ameriprise Financial, Inc.
Minneapolis, USA
Ameriprise Financial, Inc.
Senior IT Auditor
Ameriprise Financial, Inc.
Minneapolis, USA
Arab Banking Corporation
AVP, Senior Auditor – Banking Operations
Arab Banking Corporation
Manama, Bahrain
Wells Fargo
Senior Auditor WFBI
Wells Fargo
Dublin, Ireland
Schroders Investment Management
Senior Internal Auditor
Schroders Investment Management
London, United Kingdom