Compliance Officer Compliance Officer …

in Charlotte, NC, United States
Permanent, Full time
Last application, 03 Jan 21
in Charlotte, NC, United States
Permanent, Full time
Last application, 03 Jan 21
Compliance Officer
All companies + Hiring difference makers. ☰ AML Compliance Officer New TIAA 3 days ago Post Date Apply for Job Share this Job AML Compliance Officer Company Overview:

TIAA is the leading provider of financial services in the academic, research, medical, cultural and government fields. We offer a wide range of financial solutions, including investing, banking, advice and education, and retirement services.

Position Summary:

This position is for a Compliance Officer, AML and Sanctions Governance. This role will be the primary liaison with the lines of business to provide governance, training, and advisory services in support of TIAAs AML and Sanctions programs for all TIAA business units.

This individual will assist in performing the annual AML and OFAC risk assessments according to TIAAs AML and Sanctions risk assessments methodology.  In addition to serving as a liaison with Audit and Compliance Testing functions during AML/Sanctions reviews, this individual will  also work with the appropriate business unit/AML personnel to perform testing, as needed, for the AML and OFAC programs.  This individual will also be responsible for the creation and/or maintenance of AML/OFAC policies, procedures and AML/OFAC training programs. 

  • Performing the AML and OFAC risk assessments with relevant business unit management and report results and issues to the TIAA BSA AML Officer for further action.
  • Working with the line of businesses to create and update role-based AML/OFAC training programs to support the continuous development of AML/OFAC knowledge and skills within the line of businesses.
  • Modifying policies, standards and guidelines at the direction of Chief AML and Sanctions Officer through collaboration with the appropriate TIAA business partners.
  • Support TIAA business partners by responding to questions and providing guidance and direction in AML and Sanctions matters. 
  • Assisting management in special projects, testing, reports, training and/or presentations to communicate program updates.
  • Bachelors degree
  • 5+ years of experience in AML, compliance, operations, legal and/or audit in financial services
  • 7+ years of experience in AMLCompliance within financial services
  • Project Management experience
  • Knowledge of AML and OFAC related regulatory guidance
  • Advanced degree
  • Understanding of banking, insurance, retirement plans and annuity products, and securities rules/laws
  • Anti-Money Laundering/ Financial Crimes/Audit/Risk Certifications
  • Ability to participate and/or manage special projects
  • ACAMS certification

Equal Employment Opportunity is not just the law, its our commitment. Read more about the .

If you need assistance applying due to visually or hearing impaired, please email .

We are an Equal Opportunity/Affirmative Action Employer. We will consider all qualified applicants for employment regardless of age, race, color, national origin, sex, religion, veteran status, disability, sexual orientation, gender identity, or any other legally protected status.

Additional Information
  • Requisition ID: 1724918
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