TIAA is the leading provider of financial services in the academic, research, medical, cultural and government fields. We offer a wide range of financial solutions, including investing, banking, advice and education, and retirement services.
The Lead Compliance Officer will manage a team of Compliance professionals to set enterprise standards and administer the various business level Personal Trading and MNPI programs. The Lead Compliance Officer will contribute to the planning process and development of policies, processes or guidelines. This individual will be responsible for managing operational execution, including ensuring compliance standards are executed and methodologies are being practiced. This position will also partner and interface regularly with colleagues across the enterprise.
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