Senior Compliance Associate Senior Compliance Associate …

TIAA-CREF
in Charlotte, NC, United States
Permanent, Full time
Be the first to apply
Competitive
TIAA-CREF
in Charlotte, NC, United States
Permanent, Full time
Be the first to apply
Competitive
Senior Compliance Associate
All companies + Hiring difference makers. ☰ AML Sr. Compliance Associate New 💼 TIAA 📅 6 days ago Post Date Apply for Job Share this Job Company Overview:

TIAA is the leading provider of financial services in the academic, research, medical, cultural and government fields. We offer a wide range of financial solutions, including investing, banking, advice and education, and retirement services.

Position Summary:

This position is for a Sr. Compliance Associate, on the Anti-Money Laundering (AML) and Sanctions Compliance Governance Team. This individual will provide governance support (policy, risk assessment and advisory services) in support of and in alignment with TIAA Enterprise and TIAA Bankss AML and Sanctions programs to all banking business units.

Responsibilities:
  • Assisting on annual review, including collaboration with the appropriate TIAA business partners, of TIAA Bank AML and Sanctions policies to ensure ongoing compliance with regulatory requirements and alignment to corresponding TIAA Enterprise Policies and Standards. This may include the maintenance and creation of AML and Sanctions polices as necessary.
  • Assisting in the performance of the annual AML and Sanctions risk assessments, according to TIAAs Enterprise AML and Sanctions Risk Assessment Methodology.
  • Providing additional advisory services to TIAA Bank lines of business. Examples of such include, providing guidance and direction in AML and Sanctions matters, assisting management in special projects, testing, reports, training and/or presentations to communicate program updates.
QUALIFICATIONS: Required:
  • Bachelors degree
  • 3+ years of experience in AML, compliance, operations, legal and/or audit in financial services
Preferred:
  • Project Management experience
  • Knowledge of AML and Sanctions related regulatory guidance
  • Understanding of general banking laws and regulations
  • Anti-Money Laundering/Financial Crimes/Audit/Risk Certifications
  • Ability to participate and/or manage special projects.
  • ACAMS certification

Equal Employment Opportunity is not just the law, its our commitment. Read more about the .

If you need assistance applying due to visually or hearing impaired, please email .

We are an Equal Opportunity/Affirmative Action Employer. We will consider all qualified applicants for employment regardless of age, race, color, national origin, sex, religion, veteran status, disability, sexual orientation, gender identity, or any other legally protected status.


Additional Information
  • Requisition ID: 1724950
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