Compliance Audit Vice President Compliance Audit Vice President …

Selby Jennings Investment Banking
in Jersey City, NJ, United States
Permanent, Full time
Last application, 22 Nov 20
USD130000 - USD160000 per year
Selby Jennings Investment Banking
in Jersey City, NJ, United States
Permanent, Full time
Last application, 22 Nov 20
USD130000 - USD160000 per year
Selby Jennings Investment Banking
Our client is a global investment bank.

Responsibilities:

  • Independently lead and maintain full ownership of the entire audit process
  • Identify risks, assess mitigating controls, and make recommendations on improving the control environment
  • Explain findings in a clear and concise manner to internal team members
  • Coach and assist in the professional development of junior audit staff
  • Partake in the annual risk assessment
  • Partner with senior leadership in the business to drive new initiatives

Requirements:

  • Bachelor's degree in Accounting, Finance, or related field
  • Master's degree in highly preferred
  • CIA, CPA, or related certification is preferred
  • 4+ years of professional audit experience within the financial services industry
  • Knowledge of FRB Letters and regulations (Reg Y, Reg K, etc.) is absolutely necessary
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