Compliance Associate Compliance Associate …

Selby Jennings Buyside
in Manhattan, NY, United States
Permanent, Full time
Last application, 05 Jun 20
Negotiable
Selby Jennings Buyside
in Manhattan, NY, United States
Permanent, Full time
Last application, 05 Jun 20
Negotiable
Selby Jennings Buyside
A multi-strategy hedge fund is looking for a Compliance Associate to join their team to play a key role in the operations and development of the compliance framework to enhance the growth of the firm. The firm is well established and operates with a collaborative and calculated approach in the market. The role will report to the CCO and be responsible for executing day to day compliance operations on an advanced level.

A multi-strategy hedge fund is looking for a Compliance Associate to join their team to play a key role in the operations and development of the compliance framework to enhance the growth of the firm. The firm is well established and operates with a collaborative and calculated approach in the market. The role will report to the CCO and be responsible for executing day to day compliance operations on an advanced level.

Responsibilities

  • Monitor and update the firm's Code of Ethics and Compliance Manual
  • Perform testing on compliance policies and procedures
  • Develop and implement compliance training programs
  • Handle all SEC regulatory filings including but not limited to Form ADV, PF, 13H, 13F

Qualifications

  • 2-5 years of compliance experience at a hedge fund
  • Experience with marketing review and regulatory filings
  • Bachelor's Degree
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