Capital Markets Financial Risk Manager

  • Competitive
  • New York, NY, USA
  • Permanent, Full time
  • Analytic Recruiting Inc.
  • 28 Jul 17

A major NY Bank is looking for a Capital Markets – ALM- Liquidity Risk Manager with CCAR risk examination experience. The role is to oversee the banks CCAR, Capital Adequacy and Resolution and Recovery plans for its front office capital markets businesses.


  • The role is to analyze the banks’ capital markets strategy
  • Assess the bank’s core business lines
  • Assess and oversee the banks’ risk in conducting capital markets business (trading products, liquidity, market competition, profitability, capital adequacy)
  • Assess and oversee the banks risk controls, risk policies, and risk appetite
  • Meet regularly with the banks senior line managers and C-Level management to:
  • review the current performance of business units
  • Assess performance versus budgeted expectations
  • Review each business unit’s business plans and strategies


  • Must have 5-10 years of experience conducting risk assessments of financial institutions. CCAR, Capital Adequacy, Resolution and Recovery.
  • Must have an understanding of the Capital Market, Sales and Trading, Funding and Liquidity operations of financial institutions.
  • Must have demonstrated knowledge of Capital Markets products
  • Must bring an understanding of the current competitive environment
  • Must be able to understand the drivers behind the banks earnings and profitability
  • Must be able to use risk metrics to develop risk assessment studies of:
  • Balance Sheet Analysis
  • Risk Weighted Assets
  • Economic Capital
  • Capital Allocation
  • Earnings
  • Margins
  • Must have superior communication skills and the ability to identify and communicate the banks strategy and risk to both internal managers and regulators.

Keywords: CCAR, CAP, Risk Assessment, Business Analysis, Capital Markets, Sales and Trading, Trading room, Risk Governance, Investment Banking, Funding, Liability Management, Cash Management, Policy, Process, Risk Management, Strategy

Please refer to Job #22782 - and send MS Word attached resume to