Compliance Associate - Private Equity - New York

  • $competitive$
  • New York, NY, USA New York NY US
  • Permanent, Full time
  • Twenty Recruitment Group - US
  • 21 Jun 18 2018-06-21

Our client, a leading global private equity firm (100+ bln aum), is looking for a Compliance Associate level hire in New York. You will be working closely with the CCO

The main responsibility will be to:

  • assist on all aspects of the compliance program required for an SEC-registered investment adviser, with an emphasis on reviewing marketing material and various elements of the 206(4)-7 annual testing and monitoring program in accordance with the US Investment Advisers Act of 1940 (the "Advisers Act") and the US Investment Company Act of 1940 (the "Company Act")
  • assess the impact of material regulatory developments throughout the Americas and assist in implementation of new policies, procedures and controls across the different businesses
  • helping to coordinate/manage regulatory examinations

The role will suit a highly motivated, entrepreneurial professional with an appetite to learn and a desire to work in a fast paced international environment. Compensation is competitive and commensurate with industry experience.

For more information, please contact Benjamin Ellison on 646 766 1212 or