Deputy CCO

  • Competitive
  • New York, NY, USA
  • Permanent, Full time
  • The Goodkind Group
  • 17 Nov 17 2017-11-17

A boutique bank in Manhattan is seeking to add a Deputy CCO. The DCCO will support with the transaction monitoring and testing programs.

The DCCO will support the CCO in a variety of areas including AML/BSA/OFAC, updating the testing program, representing department to compliance committee, developing policies and procedures/manuals, speaking with regulatory agencies.

 

The ideal candidate will have 7-10 years of banking compliance experience including solid AML experience. ACAMS is a plus. JD is a plus. Series 7/24 (or knowledge of Broker Dealer compliance) a plus.