Director Regulatory Compliance Strategy

  • Competitive Base & Bonus
  • New York, NY, USA
  • Permanent, Full time
  • Ashton Lane Group
  • 11 Oct 17 2017-10-11

Senior professional supporting the compliance internal strategy and transformation team for an international investment bank


  • Work with C-level executives to advise, develop, and design large scale transformational compliance initiatives spanning multiple business lines and geographical locations
  • Oversee the project structure, approach and process and manage overall project delivery to ensure quality and timeliness of deliverables
  • Outline proposals to acquire new projects and to gain buy-in from relevant stakeholders
  • Lead and manage presentations for management
  • Bring regulatory and financial services content expertise and drive resolution of complex issues
  • Lead proposals to acquire new projects
  • Manage and motivate resources at all levels
  • Partner closely with internal regulatory subject matter experts
  • Forge collaborative and insightful long-term relationships with internal leadership
  • Present regular project status updates and commentary to Head of Internal Consulting Group


  • 10+ years compliance / regulatory experience within a major financial institution, regulator or consulting firm
  • Strong executive presence and comfort working with senior executives
  • Broad experience leading compliance projects within global financial firms
  • Deep understanding of banking regulations and operations
  • Strong knowledge of U.S. securities, derivatives, futures and banking regulations, including the rules and regulations of the SEC, CFTC and all exchanges and associations under such federal agencies, including FINRA, NYSE, CBOE, ISE, CME, NYMEX and ICE US.
  • Excellent interpersonal and communication skills.
  • BA/BS undergraduate degree. MBA from a top-ranked business school preferred

For immediate consideration, please forward resume and contact details to:

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