VP Credit Risk: Governance and Regulatory Relations

  • Competitive Base & Bonus
  • New York, NY, USA New York NY US
  • Permanent, Full time
  • Ashton Lane Group
  • 22 Mar 18 2018-03-22

Provide oversight and methodologies within Credit Risk for a global investment bank


  • Initiate and execute various projects related to Credit policy and governance, and regulatory guidance across trading, lending, and wealth management business groups
  • Develop Credit policy and procedure documents and training material
  • Coordinate and prepare regulatory presentation materials for FRB, OCC, SEC, FINRA, CFTC, etc.
  • Manage regulatory exams and coordinate related deliverables and presentation materials
  • Analyze key upcoming regulatory guidance to assess level of compliance with current practice
  • Oversee senior management reports on regulatory exams, internal audits, and credit reviews
  • Develop and update Credit policies and procedures, considering current regulatory expectations and Firm practices


  • 6+ years of banking experience in a large, complex financial institution in Credit Coverage, Policy or Governance related function
  • Must have strong writing and presentation skills
  • Experience interacting with large bank/securities regulators
  • Strong knowledge of risk issues related to counterparty trading and lending activities, and familiarity with the Basel rules.
  • Understanding of the implications of current and proposed regulatory requirements relating to risk management and advise on appropriate actions
  • Bachelor’s degree required. MBA/JD preferred

For immediate consideration, please forward resume and contact details to: info@ashtonlanegroup.com

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