Assistant Wealth Advisory Advisor Assistant Wealth Advisory Advisor …

Cliftonlarsonallen
in Dallas, TX, United States
Permanent, Full time
Be the first to apply
Competitive
Cliftonlarsonallen
in Dallas, TX, United States
Permanent, Full time
Be the first to apply
Competitive
Assistant Wealth Advisory Advisor
Wealth Advisory PARAPLANNER (Wealth Advisor Assistant) - Dallas, Texas Dallas, TX/en-US/CLA/job/Dallas-TX/Wealth-Advisory-PARAPLANNER--Wealth-Advisor-Assistant----Dallas--Texas_R3092/apply

CLA Wealth Advisors, LLC is hiring a Paraplanner (Wealth Advisor Assistant) in our Dallas, TX office.

Position Summary

The Paraplanner participates in the financial planning and investment advisory process in conjuction with CLAs Wealth Advisory Service Teams policies and procedures. S/he consistently follows high standards of business and professional ethics as well as legal and regulatory requirements when working with others and/or conducting work activities. S/he provides client relationship service through managing, gathering, and analyzing client data, helping prepare preliminary financial plans and other client deliverables, and working with clients to identify & reach their goals, resolve issues and other practice management tasks as needed. The Paraplanner responds to client service requests including, but not limited to initiating trades and transactions as well as ad hoc requests. S/he and coordinates and tracks projects. Responsibilities and time allocation may change over time to meet the needs of the practice and clients.

Summary of Work Activities and Accountabilities:

The below functions reflect the general details necessary to describe the essential work activities and accountabilities of this position and are not all inclusive. Other activities may be assigned.

  • Client Care/Business Management: Respond and resolve technical questions and research topics related to all areas of financial planning and wealth advisory. Contact clients and potential clients for various operational and industry standard tasks relating to the financial planning and investment advisory process. Prepare financial documents for client meetings including, but not limited to: agendas & forms for appointments, industry standard and/or compliance related correspondence, third party and proprietary paperwork. Attend meetings with clients to present and review financial solutions. Act as a consultant in financial matters to clients following CLAs Wealth Advisory procedures and policies. Answer questions and provide readily available information to clients, as requested, as it relates to serving their accounts; provide recommendations for action for other Wealth Advisory Service team members. Manage and resolve client service issues. Request trades/transactions from the operations team in compliance with established policies and procedures. S/he will ensure CLA strict protocols are completed for every trade/transaction. Follow-up with operations team on outstanding tasks and deliverables. Perform other allowable duties as assigned by the Wealth Advisory Service Team. Maintain primary client contact during the financial planning and/or wealth advisory process. Review and update client information in multiple databases as needed for client review meetings; document client contacts/calls in CRM.
  • Financial Planning & Advice/Product Solutions: Along with all other client facing Wealth team members, input specific client data into financial planning software to prepare reports, charts, graphs, tables and other visual aids to be used in implementation & review meetings with clients. Exercise discretion and independent judgment to prepare and review final financial planning documents, in conjunction when appropriate with a client specific Wealth Advisory Service Team. Develop, with other team members, portfolio/robust product solution recommendations that will fit the clients risk tolerance, suitability and investment objectives. Assist Wealth Advisory Service Team with the recommendation and creation of more advanced and complex financial plans specific to clients objectives. Gather client and prospective client information and into financial planning software. Prepare preliminary financial planning recommendations and initial product solutions that meet compliance and team protocols for advisor review and use in client meetings.

Minimum Required Experience, Education and Certifications

  • Experience: 1+ years of prior experience as a Paraplanner or related position preferred.

  • Software: Money Guide Pro software experience is highly preferred

  • Education: Associates degree in Accounting, Finance, or a related field; or combination of equivalent education & experience/ FINRA registered Series 65 license or registered Paraplanner certificate.

  • Certification/ Licenses: None required with Associates degree; FINRA registered Series 65 license or registered Paraplanner certificate required without Associates degree.

CLA exists to create opportunities for our people, our clients, and our communities.  We are a proud equal opportunity/affirmative action employer .  All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity/expression, disability status, protected veteran status, national origin, or any other characteristic protected by law.
 
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Posted 3 Days AgoFull timeR3092

CliftonLarsonAllen LLP (CLA) is a professional services firm delivering integrated wealth advisory, outsourcing and public accounting capabilities to help enhance our clients enterprise value and assist them in growing and managing their related personal assets all the way from startup to succession and beyond. Our professionals are immersed in the industries they serve and have specialized knowledge of their operating and regulatory environments. With more than 5,000 people and 100 US locations, and a global affiliation, we bring a wide array of solutions to help clients in all markets, foreign and domestic. For more information, visit CLAconnect.com. Investment advisory services are offered through CliftonLarsonAllen Wealth Advisors, LLC, an SEC-registered investment advisor.

We are deeply invested in the success of our professionals and provide innovative career-building opportunities. At CLA, we aim to positively impact the clients we serve, the people we employ, the profession we represent and the communities we call home.

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CLA is an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, disability status, protected veteran status, national origin, or any other characteristic protected by law.
 

Equal Opportunity Employer /AA Employer/Minorities/Women/Protected Veterans/Individuals with Disabilities

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