Compliance Analyst Compliance Analyst …

Federal Reserve Bank Dallas
in Dallas, TX, United States
Permanent, Full time
Be the first to apply
Federal Reserve Bank Dallas
in Dallas, TX, United States
Permanent, Full time
Be the first to apply
Compliance Analyst
Sr. Compliance & Risk Analyst

About the Role

We are looking for a versatile Sr. Risk and Compliance Analyst or coordinating the operations of the organization to ensure that the organization is in adherence to all applicable Federal Reserve System, District, and/or supporting Credit Risk Management business line policies, procedures and standards. This will include, but not be limiting to, creating and implementing the organization`s Compliance and Risk Management Program,  identifying risks and propose risk management mitigation strategies to management, tracking action plans from initiation through completion, and leading self-audits to ensure compliance with all applicable policies and procedures and standards,  including information security policies.  This position is remote work location eligible.

Requires knowledge and experience in FRS Credit Risk Management business and risk and compliance discipline. Must be able to work independently, without guidance and direction, to develop organization`s Compliance and Risk management program. Excellent communication skills to help transform organizational ideas into actionable plans that are easily understood by stakeholders ranging from frontline employees to management.

You Will

  • Develop, govern and maintain the compliance / self-audit initiatives within Compliance & Risk management program for the CRM TSF.  Serves as the Subject Matter Expert for risk management issues and oversight; also, develop risk management strategies to avoid non-compliance.
  • Ensure all organization policies, procedures and standards are implemented and well documented, performing internal reviews according to document requirements, and identifying compliance problems that call for formal attention.
  • Serve as the organizations liaison for all Federal Reserve Bank audits, Board of Governor examinations, and other audits and reviews; responsible for ensuring the organization follows through on any findings and any open items are managed from initiation to closure.
  • Stay informed and provide suggestions to management on industry trends and best practices for compliance and risk initiatives.
  • Create and maintain a compliance inventory and reporting tool; in addition, maintain the hardware, software, and equipment inventories for the CRM TSF.
  • Listens intently to what other people are saying, taking time to understand the points being made, asking questions when appropriate, and allowing others to speak without interrupting them
  • Build mutual trust and encourage respect and cooperation among diverse team members

You Will Bring

  • Bachelor`s degree in Business or related field required
  • Minimum of 24 years working experience with participating in managing risk and compliance for the organization
  • Advanced critical thinking and analytical skills, and organizational skills required
  • Basic understanding of technology is required
  • Experience in coordinating compliance with information security policies, a plus
  • Ability to communicate effectively, formally and informally, written and verbal, with management, colleagues, and stakeholders
  • Ability to work independently on broad assignments or under general direction regarding scope or objectives
  • Ability to research topics, gather data, and perform objective analysis
  • Ability to adapt and exercise good judgment in changing situations
  • Demonstrated knowledge of information security and auditing controls.  SAFR certification, a plus
  • Experience understanding and applying relevant standards and policies, working with geographically dispersed teams and facilitating and executing meetings effectively
  • Experience with MS suite of applications (One Note, Excel, Word, PowerPoint and Visio)
  • Experience with SharePoint and/or Confluence development, and/or Tableau, a plus
  • Basic understanding of the FRS Credit Risk Management business purpose and role of the Credit Risk Management Technology Support Function, a plus
  • Equivalent education and/or experience may be substituted for any of the above qualifications

Our Benefits - You can select benefit plans that are the best fit for you at every stage of your career!

  • Health, dental and vision coverage that is tops in the nation and low cost
  • Savings Thrift (401K) Plan with a 100% match up to 6%, including a pension plan
  • Free credit protection, financial planning, and flexible spending accounts or health savings accounts 
  • Extensive paid vacation and 11 paid Bank holidays; flexible work environment, healthy workflow
  • Opportunities to participate in employee resource groups to learn more about your colleagues, hone your leadership skills and contribute to causes you are passionate about
  • Healthy lifestyle assistance through an on-site fitness center, subsidized cafeteria with a wide variety of healthy foods, and a state of the art working environment
  • Generously subsidized public transportation and free on-site underground parking
  • Annual tuition reimbursement: $15,000 graduate degree, $7,500 undergraduate degree
  • Barbeque Thursdays and so much more!

Why the Fed?

The Federal Reserve Bank of Dallas is dedicated to serving the public by partnering with communities and businesses, promoting jobs and stable prices, and keeping your money safe and available. We have a wide variety of opportunities aside from finance and banking supervision and regulation that range from electricians to law enforcement, and many more. We welcome differing perspectives and are committed to maintaining an inclusive and diverse culture.


  • This position is remote work location eligible.
  • This is a security sensitive position. By federal law, this position requires that candidates be a U.S. citizen
  • Employment is contingent upon the selected candidate passing a financial credit check; assessments related to the position may be administered during the interview process.
  • This position may be filled at various levels based on candidate's qualifications as determined by the department.

Are you ready to make a difference?

The Federal Reserve Bank of Dallas is proud to be an Equal Opportunity Employer that believes in the diversity of our people, ideas and experiences, and we are committed to building an inclusive culture that represents the communities we serve.

If you need special or additional accommodations during your interview process, please notify your Talent Acquisition Consultant.


Primary Location: TX-Dallas
Work Locations:
Organization: Federal Reserve Bank of Dallas
Schedule: Full-time
Job Type: Experienced
Shift: Day Job
Travel: Yes, 5 % of the Time