Compliance Associate Compliance Associate …

Cliftonlarsonallen
in Dallas, TX, United States
Permanent, Full time
Be the first to apply
Competitive
Cliftonlarsonallen
in Dallas, TX, United States
Permanent, Full time
Be the first to apply
Competitive
Compliance Associate
Compliance Associate 2020 - Dallas, TX Dallas, TX/en-US/CLA/job/Dallas-TX/Compliance-Associate-2020---Dallas--TX_R3118/apply

At CLA we create inspired careers.

We recognize that not everyone wants to grow their career paths in the same way. Thats why CLA exists to create opportunities. We promise to know you and help you.

We are seeking a Compliance Associate to assist in servicing our compliance outsourcing practice. The position offers a unique opportunity for professional growth within the Financial Institutions (FI) practice with a strong reputation within our local markets for excellent technical expertise and a commitment to client service.

Primary Responsibilities:

  • Working with clients and team members to complete fieldwork on compliance and internal audit engagements for financial institutions
  • Developing and completing audit workpapers in a paperless environment
  • Pre-audit planning and preparation of fieldwork with clients
  • Assisting in drafting audit findings and recommendations
  • Maintaining positive client relations
  • Working with team members and clients to address technical compliance issues that may arise
  • Keeping abreast of the latest banking industry compliance developments through ongoing formal and self-education
  • Assisting team members in providing ongoing technical assistance support to clients
  • Anticipating and addressing client issues

Minimum Requirements:

  • Passion for doing impactful work, accountability for actions, initiative to make visions a reality, integrity that places honesty and trust above all else, professionalism, and conscientiousness.
  • Bachelors degree in Accounting, Finance, Economics, Management or related field required
  • Prior bank industry experience and/or bank regulatory experience a plus
  • Strong written and oral communication skills
  • Ability to multi-task and complete assignments within required time constraints and deadlines
  • Willing to travel within assigned geographical region

CLA exists to create opportunities for our people, our clients, and our communities.  We are a proud equal opportunity/affirmative action employer .  All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity/expression, disability status, protected veteran status, national origin, or any other characteristic protected by law.
 
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Posted 7 Days AgoFull timeR3118

CliftonLarsonAllen LLP (CLA) is a professional services firm delivering integrated wealth advisory, outsourcing and public accounting capabilities to help enhance our clients enterprise value and assist them in growing and managing their related personal assets all the way from startup to succession and beyond. Our professionals are immersed in the industries they serve and have specialized knowledge of their operating and regulatory environments. With more than 5,000 people and 100 US locations, and a global affiliation, we bring a wide array of solutions to help clients in all markets, foreign and domestic. For more information, visit CLAconnect.com. Investment advisory services are offered through CliftonLarsonAllen Wealth Advisors, LLC, an SEC-registered investment advisor.

We are deeply invested in the success of our professionals and provide innovative career-building opportunities. At CLA, we aim to positively impact the clients we serve, the people we employ, the profession we represent and the communities we call home.

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CLA is an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, disability status, protected veteran status, national origin, or any other characteristic protected by law.
 

Equal Opportunity Employer /AA Employer/Minorities/Women/Protected Veterans/Individuals with Disabilities

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