Senior Compliance Officer

  • 250K plus Bonus
  • Houston, TX, USA
  • Permanent, Full time
  • SOLO Management Inc.
  • 27 Sep 17 2017-09-27

Support the commodity needs if the Commodity Products group and Commodity Index group at a major Financial Institution.

Responsible for swaps and futures activities tranacted out of swap dealer regulated by the CFTC and the OCC. Participate in Industry and LOB calls to understand and enhance policies.

Managing one staff member, interacting with business leadership and representing the compliance department.

Knowledge of industry regulations, including CFTC,NFA, Federal Reserve, OCC and FERC.

Financial Service experience.