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Brokerage Compliance jobs (459)

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CITIC CLSA

Compliance Manager, Brokerage & Wealth Management, Compliance

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CITIC CLSA
Hong KongPermanent
Competitive
1 day ago
Ashford Benjamin Ltd

Head of Compliance - Global Brokerage Fintech

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Ashford Benjamin Ltd
Hong KongPermanent
Competitive
4 days ago

Brokerage Operations Specialist

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Robinhood
London, United KingdomPermanent
Competitive
5 days ago
Axi

Premium Client Manager - UK Market

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Axi
London, United KingdomPermanent
Competitive
2 days ago
Michael Page

SOX Testing Senior Associate to VP - Investment Bank

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Michael Page
London, United KingdomPermanent
HybridGBP75000 - GBP100000 per annum
2 days ago
Oxford Knight

Software Engineer, Connectivity - London- Global Prime Brokerage & Financing Platform

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Oxford Knight
London, United KingdomPermanent
Competitive
2 days ago

Senior Software Engineer New Markets - EU

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Alpaca
London, United KingdomPermanent
Competitive
5 days ago
One Ten Associates

Middle Office Analyst (+ Coding) - Dubai - **Relocation Required**

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One Ten Associates
London, United KingdomPermanent
Competitive
4 days ago
Oxford Knight

Software Engineer - AI Automation | London- Global Prime Brokerage & Financing Platform

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Oxford Knight
London, United KingdomPermanent
Competitive
3 days ago
Oxford Knight

Senior Automation Engineer - London- Global Prime Brokerage & Financing Platform

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Oxford Knight
London, United KingdomPermanent
Competitive
3 days ago
JPMorgan Chase & Co.

EMEA Prime Financial Services Legal Counsel - Vice President

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JPMorgan Chase & Co.
London, United KingdomPermanent
Competitive
2 days ago
Interactive Brokers

Tax Manager

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Interactive Brokers
London, United KingdomPermanent
Competitive
5 days ago
Northern Trust

Senior Securities Finance Trader

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Northern Trust
London, United KingdomPermanent
Competitive
2 days ago
State Street Corporation

Business Risk Advisor Lead - Financing and Portfolio Solutions, Managing Director - State Street Markets

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State Street Corporation
London, United KingdomPermanent
Competitive
4 days ago

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