Securities Compliance jobs (2,154)

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Ant International-Securities Compliance Senior Manager/Manager (Wealth Management - SFC Type 1, 4, 9)-LCAP HK

Ant Technology Group Co., Ltd.

Hong KongPermanent

Competitive

1 month ago

Senior Manager/ Manager Compliance - Securities Firm

Michael Page

Hong KongPermanent

CompetitivePromoted

19 days ago

Senior Compliance Officer - CIB Credit Compliance, TD Securities

TD Bank Group

New York, United StatesPermanent

Competitive

18 hours ago

Head of Legal and Compliance, Reputable Securities House

Capital Access Limited

Hong KongPermanent

HK$1m - HK$1m

3 days ago

Director, Equities Compliance Advisory - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

Competitive

1 month ago

Trade Surveillance Associate - Equities/Exchange Traded Products (Compliance) - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

Competitive

2 months ago

Legal & Compliance - Private Wealth Legal Group - Securities Attorney, VP (BREIT)

Blackstone

New York, United StatesPermanent

Competitive

3 months ago

Vice President, Private Wealth Compliance Officer (Securities) - SMBC

Sumitomo Mitsui Banking Corporation

SingaporePermanent

Competitive

3 days ago

Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

Competitive

2 months ago

Vice President, Compliance - Monitoring & Testing, TD Securities (US)

TD Bank Group

New York, United StatesPermanent

Competitive

2 months ago

VIE Compliance Officer - Securité Financière H/F

Crédit Agricole S.A.

Geneva, SwitzerlandPermanent

Competitive

3 months ago

VIE Compliance Officer - Securité Financière H/F

Indosuez Wealth Management

Geneva, SwitzerlandPermanent

Competitive

3 months ago

Compliance, Financial Crime Compliance - Government Sanctions Group, Vice President, London

Goldman Sachs, Inc.

London, United KingdomPermanent

Competitive

17 hours ago

Global Banking and Markets, Client Relationship Management, Senior Vice President, London

Goldman Sachs, Inc.

London, United KingdomPermanent

Competitive

1 day ago

Rates Trader - London - Vice President

Citi

London, United KingdomPermanent

RemoteCompetitive

15 hours ago

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