Securities Compliance jobs (2,111)

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Ant International-Securities Compliance Senior Manager/Manager (Wealth Management - SFC Type 1, 4, 9)-LCAP HK

Ant Technology Group Co., Ltd.

Hong KongPermanent

Competitive

25 days ago

Part-Time Head of Compliance, Risk & MLRO – Wholesale Securities Broking Experience Required

Compliance Recruitment Solutions

London, United KingdomPermanent

£140k - £200k

9 hours ago

AVP Business Compliance (WPB), Chinese Securities

Hays

Hong KongPermanent

CompetitivePromoted

5 days ago

Director, Equities Compliance Advisory - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

Competitive

4 months ago

Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

Competitive

4 months ago

Securities Operations Technology Analyst

G MASS Consulting

London, United KingdomContract

Competitive

1 day ago

Stock Loan Collateral Analyst

G MASS Consulting

London, United KingdomContract

Competitive

1 day ago

Credit | Portfolio Manager - European & Australian Securitized Products, Executive Director

PGIM

London, United KingdomPermanent

HybridCompetitive

6 days ago

Director, International Market Advocacy

Broadridge Trading & Connectivity Solutions

London, United KingdomPermanent

HybridCompetitive

13 hours ago

SFTR Lead Business Analyst

G MASS Consulting

London, United KingdomContract

Competitive

1 day ago

Senior Analyst - Structured Finance

S&P Global

London, United KingdomPermanent

Competitive

15 hours ago

Testing Associate - Securities Services

JPMorgan Chase & Co.

Bournemouth, United KingdomPermanent

Competitive

1 day ago

Vice President - Asset Managers & Funds Credit Risk

JPMorgan Chase & Co.

London, United KingdomPermanent

Competitive

15 hours ago

Associate Director - Structured Finance (CMBS), London

S&P Global

London, United KingdomPermanent

Competitive

4 days ago

Accounts Assistant six month temp to perm

Carnegie Consulting

London, United KingdomContract

HybridGBP35000 - GBP45000 per annum

9 hours ago